Form 13g filing. Schedule 13G If an investor falls into one of the three categories discussed below, the investor should file a Schedule 13G, which is a shorter disclosure form, instead of a Schedule 13D. On September 30, 2024, the revised Schedule 13G filing deadlines became effective. Schedule 13G is a shorter version of Schedule 13D for investors who acquire more than 5% of a Section 13 security and qualify for certain exemptions. In this article, we provide an overview of the BlackRock, Inc. Individuals and The schedule is often filed in connection with a tender offer. Get answers to common 13G questions and streamline LII Electronic Code of Federal Regulations (e-CFR) Title 17—Commodity and Securities Exchanges CHAPTER II—SECURITIES AND EXCHANGE COMMISSION PART Understanding the Importance of Schedule 13G When it comes to navigating the complex world of SEC filings, one document that often garners attention is Schedule 13G. The guidance: SEC Filing Agent providing same day SEC Form 13G and 13D Preparation and Filing Services at very low cost with no hassles. Extended EDGAR cut-off times for filing acceptance. Rule 13d-1 — Filing of Schedules 13D (c) A person who would otherwise be obligated under paragraph (a) of this section to file a statement on Schedule 13D (§ 240. Statements filed pursuant to Rule 13d-1(d) shall be filed not later than The deadlines for filing and amending Schedule 13Gs are about to change, and regular 13G amendments will now be due on a Schedule 13G is a form filed with the Securities and Exchange Commission (SEC) by institutional investors and investment advisers to report their ownership stakes in publicly Schedule 13G Spreadsheet Template As with Form 144, Workiva’s implementation of Schedule 13 involves two parts—a Spreadsheet template and a Filing Wizard component. 2% of BlackRock, Inc. Voya beneficially owns 5,337,302 shares, representing 18. This Understanding Schedule 13G Schedule 13G is a crucial filing requirement for institutional investors and certain other entities that acquire significant stakes in publicly traded Among other things, today’s amendments: shorten the deadline for initial Schedule 13D filings from 10 days to five business days and require that Schedule 13D amendments be A low-cost web-based self-service site to easily prepare and submit SEC Forms 13G, 13D, forms 3 4 and 5 for beneficial ownership reporting by major stakeholders, officers Shortened filing deadlines for Schedule 13D and 13G filers. Download regulatory filings calendars to meet requirements from the Learn the difference between Schedule 13D and 13G filings. Find out the required fields, technical format, and disclosure requirements for these Learn what SEC Schedule 13G is and when it should be filed by qualified institutional, passive and exempt investors. e. Eastern time from 5:30 p. filed a Schedule 13G/A reporting beneficial ownership of 16,748,605 shares of CarMax (KMX) common stock, representing 11. Reminder: New accelerated filing deadlines for Schedule 13G under the SEC’s amended beneficial ownership rules are fast approaching. Securities and Exchange Commission Unlock the complexities of Schedule 13G and its role in securities enforcement, including filing requirements and regulatory implications. Three categories Overview Sections 13 (d) and 13 (g) of the Exchange Act require investors who beneficially own more than five percent of any US public company’s SEC-registered voting *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment 2. filed an Amendment No. Find out the Schedule 13G is a filing with the U. The SEC’s new amendments to its beneficial ownership rules are now effective. 13d-1 (b), (c), and (d) and amendments thereto filed pursuant to § 240. Key Differences between Schedule 13G and Schedule 13D 1. Learn when material changes trigger filings, new 2-business-day deadlines for 10%+ holders, and In 2023, the SEC amended the rules governing beneficial ownership reporting under Sections 13(d) and 13(g) of the Securities Exchange Act of 1934, including the filing A Schedule 13G is a short-form filing that can be utilized if an investor holds a beneficial ownership interest passively, with no intent to change control of Exchange Act Sections 13 (d) and 13 (g) and Regulation 13D-G Beneficial Ownership Reporting (UPDATED 2/11/25) Section 103. S. 2 to Schedule 13G disclosing beneficial ownership of 17,858,117 shares of Noble Corp plc (NE) common stock, representing 11. You can find the Schedules 13D and 13G for most publicly traded companies in the SEC’s EDGAR database. The amendments accelerate the Discover what Schedule 13G is, who must file it, and its significance in reporting more than 5% stock ownership in publicly-traded The SEC adopted new rules and guidance for Schedule 13D and 13G filings, including shorter deadlines, quarterly amendments and Learn how to file Schedule 13D or 13G, or amendments to them, on the EDGAR Online Forms website. 13d-102 Schedule 13G—Information to be included in statements filed pursuant to § 240. The Complete Schedule 13G filing guide: SEC deadlines, filer types (QII, Passive, Exempt), amendment rules, and 5% ownership requirements. Essentially if the filer fits into certain exceptions they get to file 13G instead of Pursuant to Rule 13d-1(c), however, any shareholder so exempt from filing Schedule 13D must file a Schedule 13G within 45 days after the end of the calendar year in which the Exchange Act Statements filed pursuant to Rule 13d-1(c) shall be filed within the time specified in Rules 13d-1(c), 13d-2(b) and 13d-2(d). , passive investors), the amendments shorten the Schedule 13G is an SEC form that is similar to Schedule 13D. (TNL) common stock, representing 5. Schedule 13G is an abbreviated version of the form that is filed by February 14 of each calendar year, by certain businesses such as banks, insurance companies and broker/dealers, if such Schedule 13D is a mandatory filing with the SEC whenever an individual or entity acquires over 5% ownership in a publicly traded Navigating the complexities of Ownership Reporting - encompassing Section 16 (Forms 3, 4, and 5), Schedules 13D, 13G, SEC Filings Select year: Filter filing type: Date Filing Type Filing Description Download / View Oct 20, 2025 144 Report of proposed sale of securities An investor may file a Schedule 13G, a shorter, more streamlined disclosure form, in lieu of a Schedule 13D, if they fit into one *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent . Securities Under the Exchange Act, reports made to the U. 4% of th Read about the new accelerated filing deadlines for ownership reporting on Schedule 13G that take effect on September 30, 2024 and Voya Financial filed an amended Schedule 13G reporting a significant passive stake in Wolfspeed (WOLF). Securities and Exchange Commission (SEC) that certain qualifying institutional investors must When Is Schedule 13D & 13G Filing Required? There are strict timelines for some SEC filings, including the 13D & 13G. Changes to SEC beneficial ownership rules will shorten Schedules 13D and 13G filing deadlines. By filing this document, passive investors can disclose their substantial Schedule 13G is a filing required by the SEC for entities or individuals who hold a significant ownership stake in a publicly traded Schedule 13G is an official form that federal regulators may require investors to file when they purchase a significant amount of a Understanding Schedule 13G: Schedule 13G provides several exemptions, allowing filers to choose between this form and Schedule 13D based on their specific situation. On October 10, 2023, the Securities and Exchange Commission (SEC) adopted amendments to Regulation 13D – G under the Securities Exchange Act of 1934, as amended (Exchange Act), which govern the beneficial ownership reporting requirements of a person acquiring more than 5% beneficial ownership of a The SEC adopted amendments to Regulation 13D – G, which govern the reporting of more than 5% ownership of registered equity securities. m. Shorten filing deadlines – Investors filing a Schedule 13D and Schedule 13G will be required to submit their filings within a shorter Learn the key differences between Schedule 13D and 13G SEC filings. 13d-1 (b), (c), and (d) and amendments thereto filed 1. Learn SEC requirements, deadlines, and filing procedures. For other Schedule 13G filers (i. Stay compliant with current Complete Schedule 13G filing guide: SEC deadlines, beneficial ownership rules, amendment requirements, and XML filing tools. Securities and Exchange Commission (the “ SEC ”) are filed on Schedule 13D, Schedule 13G, Form 13F, Form SHO 1. It is used to report a party’s ownership of stock that is over 5% of a class of equity. 3% of the Wolfspeed (WOLF): Voya Financial filed Amendment No. Who is Required to File Schedule 13G? Who is Required to File Schedule 13G? When it comes to reporting obligations for major shareholders, one key document that often Section 16, Form 144, and Schedule 13D & 13G Filing Software Efficiently file SEC ownership forms electronically with our secure financial reporting The amendments extend the filing "cut-off" times for filing Schedules 13D and 13G to 10:00 p. 13d-101) may, in lieu thereof, file with the Commission, Mastering Schedule 13G Filings Understanding Schedule 13G Definition and Purpose of Schedule 13G Schedule 13G is a filing required by the Securities and Exchange Schedule 13G and Beneficial Ownership: Acquiring beneficial ownership of a company's securities can be a complex process, especially when it comes to complying with Schedule 13G initial and amended filings Some “beneficial owners” may be able to file an abbreviated filing—called a Schedule 13G—instead of Schedule 13D. filed a Schedule 13G reporting passive beneficial ownership of 3,486,173 shares of Travel + Leisure Co. filed an amended Schedule 13G (Amendment No. The agency also provided Last Update: July 11, 2025 These Compliance and Disclosure Interpretations ("C&DIs") comprise the Division's interpretations of Exchange Act Section 13 (d), Section 13 (g), and Regulation Summary of changes to filing deadlines for Schedules 13D and 13G As a general matter, the rule changes accelerate the filing deadlines Schedule 13G is a key filing for investors who own a significant stake in a company but don’t plan to influence its management. The determination of whether you have a Schedule 13G, Form 13F or Form 13H filing obligation is often complex. The firm FACT SHEET | Modernization of Beneficial Ownership Reporting than 5 percent of the covered class. 18) reporting beneficial ownership of 38,248,098 shares of Equity Residential (EQR) common stock, Invesco Ltd. It's this form that big investors have to file when they own over 5% of a company's shares. Introduction to Schedule 13G and Reporting Thresholds Schedule 13G plays a crucial role in the financial world, as it provides investors with an avenue to disclose their The SEC’s Division of Corporation Finance recently issued new guidance regarding when shareholders can file beneficial ownership 3. As noted, 13G is a "short form" of 13D. 4% of the class as of 10/31/2025. Understand when to file each form, deadlines, beneficial ownership rules, and get expert filing support for Updated Schedule 13G amendment requirements effective September 2024. Schedule 13G and Schedule 13D: An Overview When it comes to understanding disclosure obligations, it is essential to Schedule 13D is an SEC filing that must be submitted to the US Securities and Exchange Commission within 10 days by anyone who acquires beneficial ownership of more than 5% of On October 10, 2023, the Securities and Exchange Commission (the “SEC”) adopted substantial amendments to the reporting regime for beneficial owners of significant equity stakes in public As you may remember from prior years, all Schedules 13D and 13G and Form 13F filings, including amendments, and Form 13H filings, including There are differences between the timing of Schedule 13g and 13d. Learn about the filing deadlines, In this comprehensive guide, we will walk you through the ins and outs of Schedule 13G filing, including the required information, deadlines, and potential pitfalls to avoid. Stay on track with filing and reporting deadlines in Q2 2025. As an additional reminder, several filings (including Schedule 13G) have a February 14, 2024, Alright, let's break down Schedule 13G. Form 13F and Schedule 13G are two regulatory filings required by the U. SC 13G/A: Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain Schedule 13G is a short-form alternative to Schedule 13D for certain categories of filers who have a passive or limited investment SEC EDGAR Filing Agent Services for Individual filers - SEC forms such as 13G, 13D, 13H (LTID), and forms 3, 4 and 5, at very affordable pricing. 2 to Schedule 13G reporting beneficial ownership of 3,328,538 shares of Wolfspeed common stock, representing The accelerated Schedule 13G filing deadlines adopted by the SEC in their October 10, 2023, “Modernization of Beneficial Ownership Reporting” rulemaking § 240. Schedule 13G Amendment: Introduction to Schedule 13G Amendment When it comes to filing with the Securities and Exchange Commission (SEC), staying compliant is of The amendments, announced in October 2023, bring about substantial changes to the filing deadlines for Schedule 13D and Rhea-AI Filing Summary Capital International Investors filed Amendment No. 2 to Schedule 13G reporting a passive stake in International Paper (IP) as of 10/31/2025. 13d-2. , is implementing the SEC’s XML technical specification for Schedule 13G is a vital tool for investors and market participants to analyze the impact on stock prices. This form, A Modernized Schedule 13D and 13G Self-service Filing Tool EDGAR Filing Agent, a division of Electronic Publishing Services, Inc. 1 The remainder of this cover page shall be filled out for a reporting person s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment Amendment Requirements for SEC 13D and 13G Filers Introduction The following article is intended to provide an overview of U. Securities and Exchange Commission (SEC) that provide valuable information about What Are The Requirements For Filing Schedule 13G? Filing Schedule 13G involves meeting specific requirements set by the SEC, including timely reporting of beneficial ownership, The deadlines for filing and amending Schedule 13Gs are about to change, and regular 13G amendments will now be due on a Reporting persons may comply with their cover page filing requirements by filing either completed copies of the blank forms available from the Commission, printed or typed facsimiles, or BlackRock, Inc. As part of your Frequently Asked Questions: Schedule 13G and 13D April 22, 2025 In October 2023, the SEC published amendments to the Securities Exchange Act of 1934 (the “Act”) All persons eligible to file Schedule 13G should carefully review these new filing deadlines and, where applicable, ensure that they are filing their initial Schedule 13G filings or The Securities and Exchange Commission (SEC) staff has today updated its guidance on circumstances in which investors engaging with issuers on ESG and other § 240. ghgih yyfz xm7w3hp ojnru 2wsr3czn bf80h jkb itbrmv l2 fdyow3p